ANTD.VN - The State Securities Commission continues to require securities companies to comply with regulations on providing consulting services and issuing private corporate bonds.
In the latest document sent to securities companies, the State Securities Commission (SSC) said that recently, this agency has issued documents reminding and correcting securities companies in providing services in the private corporate bond market.
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Securities Commission continues to rectify service provision activities in the corporate bond market |
These include: Official Dispatch No. 5225/UBCK-QLKD dated September 10, 2021 reminding securities companies to comply with legal regulations on private corporate bonds; Official Dispatch No. 2488/UBCK-QLKD dated April 29, 2022 requesting compliance with regulations related to the issuance of private corporate bonds; Official Dispatch No. 5640/UBCK-QLKD dated August 21, 2023 requesting compliance with regulations on the transfer of privately offered bonds.
To ensure the corporate bond market operates safely, healthily and sustainably, in this document, the State Securities Commission continues to request securities companies to strictly implement the above documents.
At the same time, strictly comply with regulations on providing consulting services on offering documents, bidding, guarantee, issuance agency and registration, and depository of individual corporate bonds;
Securities companies, employees and securities practitioners of securities companies are not allowed to provide advice, solicit or sell individual corporate bonds to subjects that are not in accordance with regulations;
It is not allowed to confirm the transfer or transfer of ownership of privately issued corporate bonds that must be registered and centrally deposited at the Vietnam Securities Depository and Clearing Corporation and registered for trading at the Hanoi Stock Exchange as prescribed in Clause 5, Article 3 of Decree No. 65/2022/ND-CP.
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